Stocks and Stock Mutual Funds 101

Investing in stocks and stock funds can help you pursue financial goals, but consider the risks and rewards first.

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Rocky Mount, NC 27804-2294

Phone:
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E-mail address: tony@wmsnc.com

Market Watch

July 17, 2019 @ 10:16 AM

Latest Available Stock Quotes
Ticker Name	Percent Difference (when noted with %) otherwise Last Price	Difference (where applicable)
Dow Jones Industrials ETF	-0.0%
Nasdaq Composite ETF	-0.0%

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Financial Planning and Advisory Services are offered through Prosperity Capital Advisors ("PCA"), an SEC registered investment advisor with its principal place of business in the State of Ohio. PCA and its representatives are in compliance with teh current registration requirements imposed upon registered investment advisers by those states in which PCA maintains clients. PCA may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. This brochure is limited to the dissemination of general information pertaining to its investment advisory/management services. any subsequent, direct communication by PCA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Wealth Management Strategies Inc. and PCA are separate, non-affiliated entities. PCA does not provide tax or legal advice. For information pertaining to the registration status of PCA, please contact teh firm or refer to the Investment Adviser Public Disclousre website (www.adviserinfo.sec.gov). For additioanl inforamtion about PCA, including fees and services, send for our disclosure statement as set forth on Form ADV from PCA using the contact information herein. Please read the disclousre statement carefully before you invest or send money.

The LUTCF (Life Training Council Fellow) designation is granted by The National Association of Insurance and Financial Advisors. A LUTCF candidate must successfully complete the program which requires the candidate to: Complete three required courses, Agree to comply with NAIFA's Code of Ethics and Procedures and to complete ongoing continuing eduation requirements.

The ChFC (Certified Financial Consultant) designation is granted by The American College. A ChFC candidate must successfully complete the program which requires the candidate to: Complete seven required courses, complete two elective courses, complete three years of full-time business experience and agree to comply with The American College code of Ethics and Procedures as well as completing ongoing continuing education.

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Anthony G. Engrassia, ChFC, LUTCF, CFF

Preparing for your financial future...

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Preparing for your financial future...

Stocks and Stock Mutual Funds 101

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